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Compliance Audit

 

Compliance Audit Report

 

Compliance Audit Sections

  1. Core Requirements
  2. Comprehensive Standards
  3. Federal Requirements

Section 2: Core Requirements

  1. Degree-granting authority
  2. Governing board
  3. Chief Executive Officer
  4. Statement of Mission
  5. Institutional Effectiveness
  6. Institution in operation
  7. General degree program requirements
    1. Program length
    2. Program content
    3. General education
    4. Contractual agreements
  8. Numbers of faculty
  9. Library, other learning and information resources
  10. Student support programs and service
  11. Financial stability
  12. Quality Enhancement Plan prospectus

 

 

Section 3: Comprehensive Standards

  1. Institutional Mission
  2. Governance and Administration
    1. CEO
    2. Legal Authority
    3. Conflict of Interest
    4. Undue Influence
    5. Dismissal
    6. Administration
    7. Organizational Structure
    8. Qualified Leadership
    9. Employment
    10. Evaluation of Administrator Effectiveness
    11. Control Over Athletics Program
    12. Control Over Fundraising
    13. Foundation Contracts
    14. Intellectual Property
  3. Institutional Effectiveness
  4. All Educational Programs
    1. Faculty Approved Programs/Evaluation/Outcomes
    2. Continuing Education
    3. Admission Policy
    4. Transfer of Credit
    5. Academic Policies
    6. Course Credit
    7. Consortia Relationships
    8. Noncredit Coursework
    9. Academic Support Services
    10. General Education Requirements
    11. Security of Academic Records
    12. Faculty Responsibility for Curriculum
    13. Degree-program Coordination
    14. Technology
  5. Undergraduate Programs
    1. General Education Competency
    2. Award of Degrees
  6. Graduate and Post-Baccalaureate Professional Programs
    1. Advancement of Graduate Programs
    2. Independent Learning
    3. Award of Degrees
  7. Faculty
    1. Faculty Credentials
    2. Faculty Effectiveness
    3. Professional Development
    4. Academic Freedom
    5. Faculty Responsibility Policies
  8. Library and other Learning Resources
    1. Facilities, Services, and Resources
    2. Access to Instruction and Resources
    3. Library Staff
  9. Student Affairs and Services
    1. Student Rights and Responsibilities
    2. Security of Student Records
    3. Student Affairs Staff
  10. Resources
    1. Financial Stability
    2. Financial Statements
    3. Audit of Financial Aid Program
    4. Control of Financial and Physical Resources
    5. Financial Control of External Programs
    6. Safe Environment
    7. Adequate Facilities

 

 

Section 4: Federal Requirements

  1. Evaluating success of student achievement
  2. Curriculum
  3. Policy and calendar availability
  4. Appropriate program length for degrees offered
  5. Complaint procedures
  6. Recruitment materials
  7. Primary accreditor
  8. Program responsibilities under Title IV

 

 

This page last modified on: Wednesday, 06-Sep-2006 16:52:00 EDT  by Barbara Seaton