Compliance Audit
Standards
2.1
2.2
2.3
2.4
2.5
2.6
2.7.1
2.7.2
2.7.3
2.7.4
2.8
2.9
2.10
2.11
2.12
3.1.1
3.2.1
3.2.2.1-4
3.2.3
3.2.4
3.2.5
3.2.6
3.2.7
3.2.8
3.2.9
3.2.10
3.2.11
3.2.12
3.2.13
3.2.14
3.3.1
3.4.1
3.4.2
3.4.3
3.4.4
3.4.5
3.4.6
3.4.7
3.4.8
3.4.9
3.4.10
3.4.11
3.4.12
3.4.13
3.4.14
3.5.1
3.5.2
3.6.1
3.6.2
3.6.3
3.7.1a-f
3.7.2
3.7.3
3.7.4
3.7.5
3.8.1
3.8.2
3.8.3
3.9.1
3.9.2
3.9.3
3.10.1
3.10.2
3.10.3
3.10.4
3.10.5
3.10.6
3.10.7
4.1
4.2
4.3
4.4
4.5
4.6
4.7
4.8
Compliance Audit Report
Compliance Audit Sections
Core Requirements
Comprehensive Standards
Federal Requirements
Section 2: Core Requirements
Degree-granting authority
Governing board
Chief Executive Officer
Statement of Mission
Institutional Effectiveness
Institution in operation
General degree program requirements
Program length
Program content
General education
Contractual agreements
Numbers of faculty
Library, other learning and information resources
Student support programs and service
Financial stability
Quality Enhancement Plan prospectus
Section 3: Comprehensive Standards
Institutional Mission
Governance and Administration
CEO
Legal Authority
Conflict of Interest
Undue Influence
Dismissal
Administration
Organizational Structure
Qualified Leadership
Employment
Evaluation of Administrator Effectiveness
Control Over Athletics Program
Control Over Fundraising
Foundation Contracts
Intellectual Property
Institutional Effectiveness
All Educational Programs
Faculty Approved Programs/Evaluation/Outcomes
Continuing Education
Admission Policy
Transfer of Credit
Academic Policies
Course Credit
Consortia Relationships
Noncredit Coursework
Academic Support Services
General Education Requirements
Security of Academic Records
Faculty Responsibility for Curriculum
Degree-program Coordination
Technology
Undergraduate Programs
General Education Competency
Award of Degrees
Graduate and Post-Baccalaureate Professional Programs
Advancement of Graduate Programs
Independent Learning
Award of Degrees
Faculty
Faculty Credentials
Faculty Effectiveness
Professional Development
Academic Freedom
Faculty Responsibility Policies
Library and other Learning Resources
Facilities, Services, and Resources
Access to Instruction and Resources
Library Staff
Student Affairs and Services
Student Rights and Responsibilities
Security of Student Records
Student Affairs Staff
Resources
Financial Stability
Financial Statements
Audit of Financial Aid Program
Control of Financial and Physical Resources
Financial Control of External Programs
Safe Environment
Adequate Facilities
Section 4: Federal Requirements
Evaluating success of student achievement
Curriculum
Policy and calendar availability
Appropriate program length for degrees offered
Complaint procedures
Recruitment materials
Primary accreditor
Program responsibilities under Title IV
This page last modified on: Wednesday, 06-Sep-2006 16:52:00 EDT by
Barbara Seaton